CoverProfile

Romy Brown

Managing Partner, Chief Operations and Compliance Officer

Beta Asset Management

United States, California, San Diego

About Me

Romy M. Brown is chief operations and compliance officer of Beta Asset Management. In this leadership role, she helps manage operations, oversee regulatory measures and compliance, and supports the company’s future growth plans. Romy has over 20 years of experience in the financial industry, specializing in operations, finance, compliance, and technology. Her solid background in running and providing executive-level makes Romy an asset to the firm.

Profile Information

Managing Partner, Chief Operations and Compliance Officer

Beta Asset Management

Investment Team,Operations Team

Investor

RIA/Wealth Manager/Asset Manager

San Diego

California

United States

Mar 24, 2025

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