CEO of a mid-size financial services firm that provides objective financial planning, investment management and advisement for HNW client families and institutions as well as recommendations on a vast array of insurance and other financial tools and vehicles, Entrepreneurial Executive with a record of creating and executing strategic plans to grow a business in both products and revenues, while maintaining financial discipline. Known for a transparent leadership style which focuses on fostering a culture of accountability and alignment. Proven and effective leader of various disciplines, including finance, operations and technology, investment banking, trading and sales. Experienced with