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Paul Holmes

Managing Director, Chief Compliance Officer

The Rohatyn Group

United States, New York, New York

About Me

Paul Holmes is a Managing Director and serves as the Chief Compliance Officer. He is based in New York. Mr. Holmes has over 17 years of experience in Compliance, focusing on Investment Management. Prior to joining TRG in January 2017, Mr. Holmes was a Vice President of Compliance at AIG Investments in New York where he reported to the CCO and managed the team that oversaw the investment adviser compliance program for a firm with approximately 1000 employees and over $300bn in AUM. Other US based roles include JP Morgan and Northern Trust, in which he advised and supported clients with their regulatory and investment compliance needs. Mr. Holmes began his compliance career in London, Engla

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Profile Information

Managing Director, Chief Compliance Officer

The Rohatyn Group

Investment Team,Operations Team

Investor

RIA/Wealth Manager/Asset Manager

New York

New York

United States

Aug 5, 2024

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