As Chief Compliance Officer and Associate General Counsel, Nicole assists in identifying areas of regulatory risk, oversees Investment Management Platform and Advisory Programs, aids with the design and testing of the firm’s policies and procedures, and assists with legal affairs. Nicole also acts as the compliance representative in formal committees related to new investment managers and funds. Prior to joining NewEdge Wealth, Nicole was a Senior Lead Compliance Officer at Wells Fargo as well as the Director, Legal Counsel – Regulatory Compliance for Greystar. Prior to her employment at Greystar, Nicole worked in-house in various legal and compliance roles for NEXT Financial, LaSall

Nicole Davis
Chief Compliance Officer and Associate General Counsel
NewEdge Wealth
United States, New York, New York
About Me
Profile Information
Chief Compliance Officer and Associate General Counsel
NewEdge Wealth
Investment Team,Operations Team
Investor
RIA/Wealth Manager/Asset Manager
New York
New York
United States
Oct 8, 2024
Work Experience
NewEdge Wealth
Chief Compliance Officer Feb 2024 - Present
Email: ndavis@newedgecg.com
More profiles to browse
JK
Jeffrey Kobernick
Co-Founder & Managing Partner
Claudio Ravinet
Managing Director - NewEdge Wealth
Jay Peters
Principal, Portfolio Strategy
Glen Mintz
Managing Director, Portfolio Manager
You Might Like
ML
Mary Limburg
Trader & Client Service Specialist
Pennsylvania Capital Management
RA
Richard A. Davies
Partner, COO & CCO
O‘Brien Wealth Partners LLC
KA
Kimberly A. Griego-Kiel
Founding Partner Emerita
Horizons Sustainable Financial Services
NZ
Nancy Zatzman
Project Manager
Pennsylvania Capital Management