Mr. Bauder joined Harbert Management Corporation’s legal department in July 2006 as Vice President – Chief Compliance Officer and is responsible for ensuring that the firm’s policies and procedures are reasonably designed to prevent, detect and correct violations of applicable securities laws. Prior to joining HMC Mike served in a dual capacity as Chief Compliance Officer for Hancock Investment Services, and Horizon Advisers. With over 25 years of industry experience Mike holds the NSCP Certified Securities Compliance Professional designation and series 4, 7, 24, 27, 53, 63, 65, 79 licenses. Mike earned his BS in Economics from Florida Southern College in 1991.