CoverProfile

Marcia Kovalik

Managing Principal/General Counsel and Chief Compliance Officer

Prime, Buchholz & Associates

United States, New Hampshire, Portsmouth

About Me

Joined Prime Buchholz in 2008. More than 29 years of legal experience, over 20 of which are in the investment industry. Responsible for oversight and administration of the firm’s legal and compliance functions. Member of the firm's executive and risk management committees, Discretionary Management Oversight Committee. Previous experience: General counsel and chief compliance officer for investment advisor Citizens Advisers Inc.; a chief compliance officer of Citizens Funds, a family of socially responsible mutual funds; previously was in private practice, focusing on civil litigation and corporate law; law clerk to the Justices of the New Hampshire Superior Court. J.D. from the University

View more

Profile Information

Managing Principal/General Counsel and Chief Compliance Officer

Prime, Buchholz & Associates

Investment Team,Operations Team

Investor

Consultant

Portsmouth

New Hampshire

United States

Sep 13, 2024

More profiles to browse

AG
Arman Gevorgyan
Principal
Profile Photo
Sean Higman
Principal
CO
Carol O'Neale
Principal/Consultant, Investment Consultant
JF
Jon Forman
Investment Associate

You Might Like

TP
Thomas Parkhurst
Chief Compliance Officer
Altravue
KB
Karin Berry
Senior Director of Sales & Marketing
Brookdale
PM
Prtima MISHRA1
Software Engineer
PA TEST
BH
Bob Helmer
President Emeritus
Baldwin Wallace University