
Marcelo Phillips
Managing Director and Chief Compliance Officer
Siguler Guff & Company LP
United States, New York, New York
About Me
Marcelo Phillips is a Managing Director and Chief Compliance Officer at Siguler Guff. Mr. Phillips leads the firm’s compliance team and advises on regulatory and compliance matters under the federal securities laws, particularly the Investment Advisers Act of 1940 and Investment Company Act of 1940. Mr. Phillips serves as Chair of the firm’s Compliance Committee and is a member of the firm’s Operations Committee, Environmental, Social, and Governance (ESG) Committee, and Diversity, Equity and Inclusion Committee. Prior to joining Siguler Guff in 2016, Mr. Phillips was a Vice President at Goldman Sachs where he was responsible for regulatory compliance and risk advisory for Goldman Sachs Priv
Profile Information
Managing Director and Chief Compliance Officer
Siguler Guff & Company LP
Investment Team,Operations Team
Investor
RIA/Wealth Manager/Asset Manager
New York
New York
United States
May 16, 2024
More profiles to browse
VA
Vladimir Andrienko
Managing Director
KB
Kenneth Burns
Co-Managing Partner and Chief Operating Officer
AL
Alexander Lupachev
Director
JP
Joshua Posner
Managing Director - General Counsel
You Might Like
BD
Bruce Davidson
Chief Compliance Officer & Operations Specialist
Claremont Financial Group Inc
ME
Michelle Elliott
Chief Operating Officer & Senior Client Service Manager
Kowalski Financial
PG
Patricia Gee
Operations
Manhattan Family Office
BH
Bob Helmer
President Emeritus
Baldwin Wallace University