CoverProfile

Marcelo Phillips

Managing Director and Chief Compliance Officer

Siguler Guff & Company LP

United States, New York, New York

About Me

Marcelo Phillips is a Managing Director and Chief Compliance Officer at Siguler Guff. Mr. Phillips leads the firm’s compliance team and advises on regulatory and compliance matters under the federal securities laws, particularly the Investment Advisers Act of 1940 and Investment Company Act of 1940. Mr. Phillips serves as Chair of the firm’s Compliance Committee and is a member of the firm’s Operations Committee, Environmental, Social, and Governance (ESG) Committee, and Diversity, Equity and Inclusion Committee. Prior to joining Siguler Guff in 2016, Mr. Phillips was a Vice President at Goldman Sachs where he was responsible for regulatory compliance and risk advisory for Goldman Sachs Priv
View more

Profile Information

Managing Director and Chief Compliance Officer

Siguler Guff & Company LP

Investment Team,Operations Team

Investor

RIA/Wealth Manager/Asset Manager

New York

New York

United States

May 16, 2024

More profiles to browse

Profile Photo
Drew Guff
Managing Director & Founding Partner
AL
Alexander Lupachev
Director
JB
Jacqueline Battista
Principal - Investor Relations
Profile Photo
Sandip Kakar
Managing Director, Managing Counsel - Fundraising & Corporate

You Might Like

RA
Richard A. Davies
Partner, COO & CCO
O‘Brien Wealth Partners LLC
BD
Bruce Davidson
Chief Compliance Officer & Operations Specialist
Claremont Financial Group Inc
DZ
Donna Zanetti
Manager of Client Services
Pennsylvania Capital Management
KA
Kimberly A. Griego-Kiel
Founding Partner Emerita
Horizons Sustainable Financial Services