CoverProfile

Lisa Ferrante

Partner and Chief Compliance Officer

Gagnon Securities

United States, New York, New York

About Me

Lisa Ferrante joined Gagnon Securities shortly after its founding in 2001. She is a Partner and the Chief Compliance Officer. Before joining Gagnon Securities, Lisa worked with Citigroup from 2000 to 2001 as a client service representative for its online brokerage product. Prior to that, she worked at Gaines Berland, a broker/dealer, from 1998-2000 as an agency trader and provided trade support to market makers. Lisa has over 20 years of experience in the financial industry, has six industry licenses and holds a degree in Business Administration.

Profile Information

Partner and Chief Compliance Officer

Gagnon Securities

Operations Team

Investor

Fund of Funds

New York

New York

United States

May 26, 2025

More profiles to browse

Profile Photo
Marianne D'Alessandro
Partner, Chief Financial Officer and Financial Operations Principal
BS
Bernard Selz
Investment Advisor
BA
Ben Atkinson
Investment Manager
NG
Neil Gagnon
Founder, Managing Partner, Managing Member and Portfolio Manager

You Might Like

BW
Bill Wood
Managing Member, Principal
Nova R Wealth
KA
Kimberly A. Griego-Kiel
Founding Partner Emerita
Horizons Sustainable Financial Services
RA
Richard A. Davies
Partner, COO & CCO
O‘Brien Wealth Partners LLC
KP
Kathy Polichetti
Senior Client Service Specialist
Pennsylvania Capital Management