I am an experienced Litigation/Securities Attorney and Entrepreneur with a successful track record of helping to build and grow businesses; and leading Registered Investment Advisors and Private Funds in operations, risk management and compliance. I am a results-driven, thought leader who values strategic thinking, innovation,motivational talent management, collaboration and coopetition as keys to success. I have extensive leadership experience, within the RIA, insurance and private fund space. I believe that well run compliance governance helps drive business growth. Areas of Expertise: - Litigation- Securities Law - Compliance Governance - Regulatory Compliance - I am a big picture and