Ms. Pajdak serves as the Chief Compliance Officer of the firm. She has been a key player on the R. Seelaus team for nearly 20 years, with experience across all aspects of the firm. Prior to her appointment as CCO in 2020, she had served as Chief Financial Officer of the firm since 2011. As CFO and Finance and Operations Principal for the firm and its subsidiaries, Ms. Pajdak helped manage the compliance, finance, marketing, operations, and technology departments. Her critical responsibilities included risk management, supervision, and interpretation of various rules and regulations, including SEC’s Net Capital requirements, Customer Protection Rules, Books and Records Management, and all reg