Versatile and client-focused regulatory risk management professional with nearly years of experience leading legal, compliance, and client-facing business functions in the financial services industry. Key responsibilities include current role as Deputy General Counsel for asset management, with prior experience as Deputy General Counsel for investment product distribution, and as Enterprise Chief Compliance Officer. Pragmatic and thoughtful risk manager with exceptional blend of legal, compliance, leadership, and business experience. Broad exposure to and understanding of wide array of regulatory financial services issues including employee benefit plans, mutual funds and other investment ve