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James Bushman

Director, Chief Compliance Officer

Ziegler

United States, Illinois, Chicago

About Me

James (Jim) Bushman joined Ziegler in October 1983. In 2011 he was promoted to Ziegler's Chief Compliance Officer. Jim is responsible for firm-wide compliance oversight and for the development and implementation of an audit and monitoring program to ensure compliance with applicable laws/regulations. Additionally, he works closely with the businesses to develop policies and procedures designed to prevent and detect unlawful activity, while supporting the needs of business. Jim has nearly 30 years of experience in the financial services industry in internal audit, employee benefits, retail sales administration, and brokerage and trading operations, having held various management positions

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Profile Information

Director, Chief Compliance Officer

Ziegler

Investment Team,Operations Team

Investor

Bank

Chicago

Illinois

United States

Aug 13, 2024

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