James (Jim) Bushman joined Ziegler in October 1983. In 2011 he was promoted to Ziegler's Chief Compliance Officer. Jim is responsible for firm-wide compliance oversight and for the development and implementation of an audit and monitoring program to ensure compliance with applicable laws/regulations. Additionally, he works closely with the businesses to develop policies and procedures designed to prevent and detect unlawful activity, while supporting the needs of business. Jim has nearly 30 years of experience in the financial services industry in internal audit, employee benefits, retail sales administration, and brokerage and trading operations, having held various management positions
James Bushman
Director, Chief Compliance Officer
Ziegler
United States, Illinois, Chicago
About Me
Profile Information
Director, Chief Compliance Officer
Ziegler
Investment Team,Operations Team
Investor
Bank
Chicago
Illinois
United States
Aug 13, 2024
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