Jim is the president of Uhlmann Price Securities, a FINRA registered Broker-Dealer. He joined the firm in 2001. He also serves as the president of Uhlmann Investment Management, LLC a registered investment advisory firm and Price Holdings, LLC the parent company of each. Additionally he is a member of the Price Holdings Board of Directors. Jim has been in the securities and futures industry since 1970, first as a securities broker and branch manager with Merrill Lynch and then as an independent floor trader at the Chicago Board of Trade. He is an arbitrator with FINRA and has served as an arbitrator with the NASD, NFA and Chicago Board of Trade and has been retained as an industry authori