Iris Leon joined Advisory Investor Services as a Senior Vice President of Investments in 2016 and was appointed as Chief Compliance Officer April 2020. Iris enforces compliance policies and procedures, books and records, regulatory training, and AML initial and ongoing reviews. She works closely with our Investment Manager providing research and analysis of market related events, issuers evaluation, and macroeconomics and financial markets dynamics that may affect portfolios performance. Iris also develops tools and research that streamline processes, product analysis, compliance, and portfolio construction designs. Iris is responsible for essential key metric reports and statistics such


Iris Leon Mujica
Senior Investment Officer and Chief Compliance Officer
Advisory Investor Services (AIS)
United States, Florida, Miami
About Me
Profile Information
Senior Investment Officer and Chief Compliance Officer
Advisory Investor Services (AIS)
Investment Team,Operations Team
Investor
RIA/Wealth Manager/Asset Manager
Miami
Florida
United States
Sep 17, 2024
Keylinks
More profiles to browse
VF
Vicente Ferrera
Founding Partner, President - Investment Manager and Managing Partner
You Might Like
BH
Bob Helmer
President Emeritus
Baldwin Wallace University
TP
Thomas Parkhurst
Chief Compliance Officer
Altravue
KB
Karin Berry
Senior Director of Sales & Marketing
Brookdale
PM
Prtima MISHRA1
Software Engineer
PA TEST