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Iris Leon Mujica

Senior Investment Officer and Chief Compliance Officer

Advisory Investor Services (AIS)

United States, Florida, Miami

About Me

Iris Leon joined Advisory Investor Services as a Senior Vice President of Investments in 2016 and was appointed as Chief Compliance Officer April 2020. Iris enforces compliance policies and procedures, books and records, regulatory training, and AML initial and ongoing reviews. She works closely with our Investment Manager providing research and analysis of market related events, issuers evaluation, and macroeconomics and financial markets dynamics that may affect portfolios performance. Iris also develops tools and research that streamline processes, product analysis, compliance, and portfolio construction designs. Iris is responsible for essential key metric reports and statistics such

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Profile Information

Senior Investment Officer and Chief Compliance Officer

Advisory Investor Services (AIS)

Investment Team,Operations Team

Investor

RIA/Wealth Manager/Asset Manager

Miami

Florida

United States

Sep 17, 2024

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