CoverProfile

Gregory Smith

Director of Financial Planning and Compliance Specialist

Mission Wealth

United States, California, Santa Barbara

About Me

As the Compliance Specialist at the firm, Greg Smith works closely with the Chief Compliance Officer and the Strategy Directors to ensure that the company adheres to all relevant securities laws and regulations. In addition, he is a valuable member of the Tax, Estate, and Philanthropic Strategy team and plays an important role in identifying and developing solutions that best serve the firm's clients.

Profile Information

Director of Financial Planning and Compliance Specialist

Mission Wealth

Investment Team

Investor

RIA/Wealth Manager/Asset Manager

Santa Barbara

California

United States

Jan 11, 2025

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