As the Compliance Specialist at the firm, Greg Smith works closely with the Chief Compliance Officer and the Strategy Directors to ensure that the company adheres to all relevant securities laws and regulations. In addition, he is a valuable member of the Tax, Estate, and Philanthropic Strategy team and plays an important role in identifying and developing solutions that best serve the firm's clients.


Gregory Smith
Director of Financial Planning and Compliance Specialist
Mission Wealth
United States, California, Santa Barbara
About Me
Profile Information
Director of Financial Planning and Compliance Specialist
Mission Wealth
Investment Team
Investor
RIA/Wealth Manager/Asset Manager
Santa Barbara
California
United States
Jan 11, 2025
More profiles to browse
Brian Sottak
Partner & Managing Director
EN
Emil Nazaretyan
Partner and Director of Investments
Julianna Rote
Partner | Senior Wealth Advisor
MA
Matthew Adams
CEO & Managing Partner
You Might Like
RD
Russ Degitz
Principal
Huntington University
JB
Jared Burke
Chief Operating Officer
Crescent Wealth Partners
SG
Sujit Govindraj
Executive Vice President, Managing Group Director
Flagstar Bank
DH
Dennis Hanson
Principal
Jamison Hanson