CoverProfile

Gregory Smith

Director of Financial Planning and Compliance Specialist

Mission Wealth

United States, California, Santa Barbara

About Me

As the Compliance Specialist at the firm, Greg Smith works closely with the Chief Compliance Officer and the Strategy Directors to ensure that the company adheres to all relevant securities laws and regulations. In addition, he is a valuable member of the Tax, Estate, and Philanthropic Strategy team and plays an important role in identifying and developing solutions that best serve the firm's clients.

Profile Information

Director of Financial Planning and Compliance Specialist

Mission Wealth

Investment Team

Investor

RIA/Wealth Manager/Asset Manager

Santa Barbara

California

United States

Jan 11, 2025

More profiles to browse

Profile Photo
Jose Latorre
Investment Associate
Profile Photo
Steve Caltagirone
Partner and Managing Director
WR
Walter Rizo
Senior Investment Associate
Profile Photo
Kieran Osborne
Chief Investment Officer

You Might Like

BW
Bill Wood
Managing Member, Principal
Nova R Wealth
BD
Bruce Davidson
Chief Compliance Officer & Operations Specialist
Claremont Financial Group Inc
NZ
Nancy Zatzman
Project Manager
Pennsylvania Capital Management
LA
Lily Akopyan
Executive Assistant
Oakmont Corporation