I have been involved in the securities industry since 1995, holding positions as a partner in multiple firms. Additionally, I serve as the Chief Compliance Officer (CCO) for several of our Registered Investment Advisory firms. Presently, I fulfill the role of managing member for both Peak Reps LLC, our holding company, and Peak Brokerage Services, our Broker-Dealer. Over the past 26 years, I have co-hosted The Financial Guys radio show. My expertise spans across Financial Services, Compliance, Management, Radio Broadcasting, News Interviews and Media Relations, Sales and Marketing, and Investment Advisory services.