For more than 20 years Debbie was responsible for the firm’s broker-dealer and investment advisor regulatory compliance. She currently continues to serve as the firm’s Chief Compliance Officer for the Investment Advisory division, while transitioning to a role focused more on strategic planning for the firm, recruiting and personal production. Debbie serves as a resource to the firm’s advisors helping them identify and implement technology and marketing tools to improve their practice, facilitate succession planning, respond to questions regarding specific compliance rules, (whether it be new marketing ideas, answering specific client questions/scenarios) etc. In December, 2018, she passe