David Margulies is General Counsel and Chief Compliance Officer at Eagle’s View Capital Management. Previously, Mr. Margulies served as a Membership Application Examiner at Financial Industry Regulatory Authority (FINRA), evaluating broker-dealer applicants’ business plans, policies and procedures, financials, and disciplinary history. In addition, he was a Summer Associate in Corporate Litigation at Arkin Kaplan Rice. Mr. Margulies earned a B.A. in Philosophy, Politics & Law from Binghamton University and J.D. from St. John’s University School of Law. Mr. Margulies is licensed to practice law in New York State and New Jersey.