
David Margulies
General Counsel & CCO
Eagle's View Capital Management
United States, New York, New York
About Me
David Margulies is General Counsel and Chief Compliance Officer at Eagle’s View Capital Management. Previously, Mr. Margulies served as a Membership Application Examiner at Financial Industry Regulatory Authority (FINRA), evaluating broker-dealer applicants’ business plans, policies and procedures, financials, and disciplinary history. In addition, he was a Summer Associate in Corporate Litigation at Arkin Kaplan Rice. Mr. Margulies earned a B.A. in Philosophy, Politics & Law from Binghamton University and J.D. from St. John’s University School of Law. Mr. Margulies is licensed to practice law in New York State and New Jersey.
Profile Information
General Counsel & CCO
Eagle's View Capital Management
Investment Team,Operations Team
Investor
RIA/Wealth Manager/Asset Manager
New York
New York
United States
May 16, 2024
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