CoverProfile

Ann Cohen

Managing Director - Treasurer - Chief Compliance Officer

HFM Wealth Management

United States, Connecticut, Hartford

About Me

Following work in the social services, Ann joined the Hartford office of Kidder, Peabody and Co., Inc., where she first worked with Dario Quiros and provided administrative and operational support in the brokerage environment for several years. After time away to earn a master’s degree in Finance, in 1989 Ann rejoined the industry, taking a position with the newly formed investment advisory firm Hartford Financial Management. Ann’s current responsibilities as an officer of the firm include business operations, internal accounting and reporting, human resources, and regulatory compliance. Education: M.B.A., Finance, University of Connecticut; B.A., Psychology, Wesleyan University.

Profile Information

Managing Director - Treasurer - Chief Compliance Officer

HFM Wealth Management

Investment Team,Operations Team

Investor

RIA/Wealth Manager/Asset Manager

Hartford

Connecticut

United States

Sep 23, 2024

More profiles to browse

EA
Eric Anderson
Director of Equity Research & Senior Portfolio Manager
JR
James R. Reynolds
Manager, Financial Planning & Portfolio Manager
Profile Photo
R. Dario Quiros
President and Chairman
Profile Photo
Kevin Quiros
President, Wealth Manager

You Might Like

BH
Bob Helmer
President Emeritus
Baldwin Wallace University
RA
Richard A. Davies
Partner, COO & CCO
O‘Brien Wealth Partners LLC
ML
Mary Limburg
Trader & Client Service Specialist
Pennsylvania Capital Management
PG
Patricia Gee
Operations
Manhattan Family Office