As the Chief Compliance Officer and Senior Vice President at Rembert Pendleton Jackson and West Financial Services, Inc., I oversee the compliance programs for two registered investment adviser firms with over $4 billion in assets under management. I have more than 10 years of experience in the wealth management industry, with multiple certifications in regulatory and securities compliance. My core competencies include developing and implementing compliance policies and procedures, conducting risk assessments and audits, and providing guidance and training to staff. I am passionate about ensuring the highest standards of ethical and professional conduct, protecting the interests of invest