Al Gilmore is Clearbrook’s Chief Compliance Officer. Prior to joining Clearbrook, Al worked at the New Jersey Bureau of Securities as an enforcement attorney focusing on securities fraud matters. Previous experience has also included working at a large New Jersey law firm focused on investment advisory and broker dealer regulatory matters, representing firms and individuals in FINRA securities arbitration matters, and working in the compliance departments of large investment banks including Morgan Stanley and Goldman Sachs & Co., Inc. Additionally, Al operates his own boutique law firm in which he represents numerous investment advisory and broker-dealer firms in compliance and regula