CoverProfile

Adam Gartland

Principal & Head of Portfolio Compliance

Connor, Clark & Lunn Financial Group (CC&L)

Canada, British Columbia, Vancouver

About Me

I am the Head of the Portfolio Compliance Team at Connor, Clark and Lunn Financial Group. I am responsible for ensuring investment portfolios are managed in accordance with client and regulatory guidelines. We are Canada's largest independent investment manager with assets under management over $100 billion. My team is located in Vancouver, Toronto and Gurugram, and we work with eleven different investment teams in Vancouver, Toronto, Montreal and London, UK. I have over 9 years of portfolio compliance experience, with extensive knowledge of Charles River IMS and Global Shareholding Disclosure. Prior to CC&L, I spent 6 years in the finance department of a local community based organization p
View more

Profile Information

Principal & Head of Portfolio Compliance

Connor, Clark & Lunn Financial Group (CC&L)

Operations Team

Investor

RIA/Wealth Manager/Asset Manager

Vancouver

British Columbia

Canada

May 15, 2024

More profiles to browse

CS
Carlos Stelin
Director
Profile Photo
Lee Damji
Executive and Managment Leadership Development
JN
John Novak
Vice President & Portfolio Manager
Profile Photo
Mark Bridges
Vice President & Portfolio Manager

You Might Like

ML
Mary Limburg
Trader & Client Service Specialist
Pennsylvania Capital Management
BD
Bruce Davidson
Chief Compliance Officer & Operations Specialist
Claremont Financial Group Inc
RR
Rachel Rademacher
Vice President of Operations
Rademacher Financial Inc
JH
Jamie Heisch
Investment Associate
Silicon Valley Community Foundation