CoverProfile

Adam Gartland

Principal & Head of Portfolio Compliance

Connor, Clark & Lunn Financial Group (CC&L)

Canada, British Columbia, Vancouver

About Me

I am the Head of the Portfolio Compliance Team at Connor, Clark and Lunn Financial Group. I am responsible for ensuring investment portfolios are managed in accordance with client and regulatory guidelines. We are Canada's largest independent investment manager with assets under management over $100 billion. My team is located in Vancouver, Toronto and Gurugram, and we work with eleven different investment teams in Vancouver, Toronto, Montreal and London, UK. I have over 9 years of portfolio compliance experience, with extensive knowledge of Charles River IMS and Global Shareholding Disclosure. Prior to CC&L, I spent 6 years in the finance department of a local community based organization p
View more

Profile Information

Principal & Head of Portfolio Compliance

Connor, Clark & Lunn Financial Group (CC&L)

Operations Team

Investor

RIA/Wealth Manager/Asset Manager

Vancouver

British Columbia

Canada

May 15, 2024

More profiles to browse

SH
Scott Hackney
Vice President
Profile Photo
Eric Hasenauer
Senior Vice President and Head of US Institutional Sales
LF
Lucie Faucher
Vice President, Institutional Sales, Vp business development
DC
Derrick Crowe
Chief Compliance Officer, Client Solutions

You Might Like

BD
Bruce Davidson
Chief Compliance Officer & Operations Specialist
Claremont Financial Group Inc
RM
Robert Miller
Chief Compliance Officer
Oakmont Corporation
KA
Kimberly A. Griego-Kiel
Founding Partner Emerita
Horizons Sustainable Financial Services
JH
Jamie Heisch
Investment Associate
Silicon Valley Community Foundation