CoverProfile

Adam Gartland

Principal & Head of Portfolio Compliance

Connor, Clark & Lunn Financial Group (CC&L)

Canada, British Columbia, Vancouver

About Me

I am the Head of the Portfolio Compliance Team at Connor, Clark and Lunn Financial Group. I am responsible for ensuring investment portfolios are managed in accordance with client and regulatory guidelines. We are Canada's largest independent investment manager with assets under management over $100 billion. My team is located in Vancouver, Toronto and Gurugram, and we work with eleven different investment teams in Vancouver, Toronto, Montreal and London, UK. I have over 9 years of portfolio compliance experience, with extensive knowledge of Charles River IMS and Global Shareholding Disclosure. Prior to CC&L, I spent 6 years in the finance department of a local community based organization p
View more

Profile Information

Principal & Head of Portfolio Compliance

Connor, Clark & Lunn Financial Group (CC&L)

Operations Team

Investor

RIA/Wealth Manager/Asset Manager

Vancouver

British Columbia

Canada

May 15, 2024

More profiles to browse

JD
Jenny Drake
Director, Portfolio Manager, Product Specialist Quantitative Equities and Co-Head of Quantitative Equity
WS
Warren Stoddart
President and Chief Executive Officer
JB
Johanne Bouchard
Client Relationship Manager, Client Solutions
GB
Gary Baker
Director & Portfolio Manager, Co-Head of Fundamental Equity

You Might Like

BH
Bob Helmer
President Emeritus
Baldwin Wallace University
RM
Robert Miller
Chief Compliance Officer
Oakmont Corporation
BW
Bill Wood
Managing Member, Principal
Nova R Wealth
BD
Bruce Davidson
Chief Compliance Officer & Operations Specialist
Claremont Financial Group Inc